Get To Know Us
Who Is ULA?
At Unified Legacy Advisors, we are fiercely committed to helping our clients plan for retirement. Our team strives to show up consistently and deliver a high standard of service with every client engagement.
Mike Neben
Co-Founder | Investment Advisor Representative | Certified Financial Fiduciary®
For nearly 30 years, Mike has been helping people grow, preserve and realize their legacies. In 1993, he formed Unified Legacy Advisors to help retirees and pre-retirees prepare for retirement with clarity and confidence.
“It’s so rewarding to see people go from petrified about retirement to understanding it and helping to create a game plan for their retirement,” Mike says. “We see lots of aha moments and love empowering people with the knowledge to make informed decisions.”
Mike has a Bachelor of Science in Education from Concordia College. He’s proud to be in business with his two sons, Blake and Seth. The three of them work hard to help people navigate the many challenges of creating a comprehensive financial strategy.
“We protect our homes, cars and personal property, yet we often leave key vulnerabilities in our overall financial strategy,” Mike says. “We help you fill the gaps while working with the existing solutions you have in place.”
Mike speaks regularly at financial industry conferences across the country and has developed a network of trusted professionals, including attorneys, bankers and tax professionals, dedicated to serving clients’ ever-changing financial needs.
Blake Neben
Co-Founder | Certified Financial Fiduciary®
Since 2008, Blake has worked alongside clients, helping them understand the important role that asset protection and income strategies can play in their retirement. He joined his dad in the family-owned firm in 2017.
“I’m a people person and love to hear people’s stories,” Blake says. “One of our biggest strengths as a company is building trusting relationships.”
As a financial professional who can offer insurance products and services, Blake has a business communication degree from the University of Nebraska-Lincoln. He has extensive knowledge of the retirement income process from working at a top independent brokerage firm in Boston, where he provided guidance to financial professionals across the country.
Seth Neben
Co-Founder | Investment Advisor Representative | Certified Financial Fiduciary®
Seth Neben co-founded Unified Legacy Advisors with the belief that sound financial decisions start with education, structure, and a well-designed plan. As a fiduciary, Seth is committed to acting in clients’ best interests and helping them navigate investment decisions within the broader context of their retirement strategy.
Seth focuses on disciplined investment implementation and helping clients thoughtfully structure their retirement savings in alignment with their goals and long-term vision. His approach reflects ULA’s holistic planning philosophy—integrating investments, income planning, taxes, healthcare, and legacy considerations—so clients can better understand how each decision fits into the bigger picture.
“Many people don’t have a plan for retirement,” Seth says. “I see many people roll the dice with the assets they have worked a lifetime to build and don’t know what to do. We give them the tools, the comprehensive planning and access to skilled professionals in every part of retirement.”
Rebecca Frohlich, CFP®
Investment Advisor Representative | Certified Financial Fiduciary®
Rebecca Frohlich’s passion for financial advising began early in her career when she saw how thoughtful planning transformed her own family’s future and brought peace of mind through their life’s major transitions. Since 2002, she has dedicated herself to helping individuals, couples, and business owners create strategies tailored to their unique goals, especially those approaching or enjoying retirement.
As a Certified Financial Planner™ (CFP®), Investment Adviser Representative (IAR), and Certified Financial Fiduciary (CFF), Rebecca combines deep technical expertise with a personal approach to craft comprehensive financial plans. She has a particular passion for working with women, helping them navigate complex financial decisions.
She understands that effective financial planning is about more than numbers; it’s about supporting her clients’ values, lifestyle aspirations, and legacy wishes. She works closely with clients to design personalized plans that address retirement income, tax efficiency, risk management, and wealth transfer, helping them stay informed every step of the way.
When she’s not helping clients plan for their futures, Rebecca enjoys traveling, golfing, spending time with family and friends, and staying engaged with the Omaha community.
Myles Anderson
Investment Advisor Representative | Certified Financial Fiduciary®
Myles Anderson has worked in the financial services industry since May 2024, with experience focused on retirement planning support.
In his role, he works closely with clients and internal teams to assist with key aspects of the financial planning process, including retirement income planning, tax-aware planning coordination, and client service. Myles values a thoughtful, detail-oriented approach and believes financial planning is most effective when it is aligned with each client’s goals.
Education & Credentials
- Bachelor of Science in Business Administration, University of Nebraska at Omaha
- Series 65
- Life and Health Insurance License
- Certified Financial Fiduciary®
Myles and his wife live in Omaha, Nebraska. They enjoy taking scenic trips around the country to visit new places. In his free time, Myles enjoys watching both college and NFL football and maintaining an active lifestyle.
Spencer Adams
Investment Advisor Representative
For more than seven years, Spencer has worked in the financial services industry, assisting with disciplined investment execution and thoughtful retirement planning. Before joining Unified Legacy Advisors nearly four years ago, Spencer worked at an ETF management firm as an analyst and trader alongside a CFA, where he focused on implementing sophisticated investment strategies.
Today, Spencer serves as a Planning Advisor at Unified Legacy Advisors, working closely with retirees and pre-retirees to tailor retirement plans to their goals and unique circumstances. He also plays a key role in implementing the firm’s investment portfolios as the primary trader.
“It’s incredibly rewarding to show clients their retirement plan works and to watch that plan come to life over time,” Spencer says.
Spencer graduated from the University of Nebraska at Omaha with a business degree focused on finance and passed his Serie 65 test in early 2025. He is part of the next generation of advisors helping clients navigate the complexities of retirement planning with clarity and confidence.
Spencer lives in Gretna with his wife, whom he married in August of 2024. Outside of work, he enjoys hunting, fishing, and camping—activities that reflect his appreciation for long-term preparation, patience, and time spent with the people who matter most. Those same values guide the way he approaches retirement planning: helping clients build plans designed to support the life they want to live, both now and in the years ahead.
Charlie Miller
Investment Advisor Representative
Charlie Miller has worked in the financial services industry for over two years, with experience focused on client and lead advisor support, retirement planning, and tax-aware coordination.
In his role as an Investment Advisor Representative, Charlie works closely with clients and internal teams to assist with key areas of the financial planning process, including retirement plan guidance, investment strategy support, and answering general financial questions.
Charlie values a client-focused, holistic approach to planning. He believes financial guidance is most effective when it is clear, collaborative, and built around the five core areas that must work together to help clients retire fearlessly.
Education & Credentials
- B.S.B.A. in Finance and Marketing (Financial Services emphasis), Creighton University, 2023
- Series 65
Outside of work, Charlie enjoys traveling back home to Minnesota to visit family, exploring Omaha with his girlfriend who attends Creighton Dental School, staying active by playing in a hockey league, and cheering on Minnesota sports teams.
Robert Seaton
Associate
In my role, I work closely with clients and internal teams to assist with aspects of the financial planning process, including retirement income planning, investment strategy implementation, and client service. In my free time, I enjoy reading and spending time with family.
TJ Seaton
Associate
In my role, I collaborate closely with clients and internal teams to support key components of the financial planning process, including retirement income planning, implementing investment strategies, and delivering comprehensive client service. Outside of work, I enjoy watching football, reading, and working out.
Brett Hall
Director of Operations
Brett Hall is a people-first operations leader who focuses on building the systems, processes, and culture that allow teams to do their best work. With more than 15 years of experience across financial services, trading operations, and organizational leadership, Brett brings a practical, execution-focused approach to helping organizations grow with intention.
“When teams have clarity around how their work fits together, they gain confidence and momentum,” Brett says. “My goal is to remove friction so people can focus on what matters most, serving clients well.”
At Unified Legacy Advisors, Brett partners closely with leadership and team members to strengthen operational foundations, improve efficiency, and support the firm’s continued growth while maintaining a high-quality client experience. His work is grounded in LEAN and EOS principles, with a strong emphasis on accountability, trust, and continuous improvement.
Brett holds a Bachelor of Science in Biology from Brigham Young University, where he developed a systems-based, analytical approach that continues to shape his work in operations and problem-solving. Throughout his career, he has focused on creating meaningful impact by mentoring and empowering team members and helping clients better understand trading and investing.
Outside of work, Brett enjoys spending time with his wife and children, playing pickleball, enjoying the outdoors, and playing games together.
Mandy Roberts
Director of Strategic Initiatives
Mandy joined Unified Legacy Advisors in October 2021. She has more than 12 years’ experience in the financial service industry. Mandy is a results-driven leader that is dedicated to operational excellence by optimizing technology that facilitates long-term client loyalty and fuels company-wide growth.
Currently, she manages complex, cross-functional projects from planning to completion. Mandy strives to streamline process improvements and monitors the progress of various strategic initiatives to maximize system utilization. Her in-house experience and passion for delivering exceptional service drives her commitment to enhance team performance and foster a culture of proactive, high-quality support.
Mandy earned her bachelor’s degree in human resources and marketing while living in Minnesota. She lives in Lincoln with her husband, Spencer, and their two children Gavin and Cooper. When not at the office, Mandy can most likely be found at ice hockey rinks cheering for both her son’s teams. Beyond that, she enjoys spending time outdoors and traveling with family and friends.
Lyndsie Sulentic
Client Service Manager
Lyndsie has worked in the financial services industry for over 10 years, with experience focused on client service and operations.
In her role, she partners with our advisors and clients to help deliver consistent, high-quality service, focusing on a seamless and positive client experience.
Lyndsie is dedicated to elevating the client experience by aligning people, process, and precision in financial services delivery.
Lyndsie graduated Buena Vista University with a Bachelor's in Business and Psychology.
Outside of work, Lyndsie enjoys spending time with her family. If not with her family, Lyndsie can be found at her quilting and sewing machines or snuggled up with a good book.
Paige Kirlin
Marketing Manager
Paige has worked in Marketing for over 11 years, with experience focused on Brand awareness, customer experience, and content creation.
In my role I work with our internal teams to provide them with material they need, work to enhance the client experience and ensure consumers know who we are and how we help.
Paige graduated from Kansas State University with a degree in Business Administration with an emphasis in Marketing.
Outside of work, Paige enjoys spending time with her husband and two boys, running, and becoming a sports mom!
Caitlyn Hill
Events Manager
Caitlyn has worked in the financial industry for almost a year and a half, with experience focused on operations.
In her role, she works closely with clients and internal teams to support our fast-paced office. In this role, she serves as a key point of contact for clients and internal team members, ensuring smooth day-to-day operations and a consistently professional client experience.
With a strong attention to detail and a client-first mindset, Caitlyn manages scheduling, coordinating meetings, correspondence, and administrative support for senior professionals while maintaining confidentiality and accuracy. She is skilled at coordinating across teams, prioritizing competing demands, and supporting operational efficiency in high-pressure settings.
Known for reliability and strong communication skills, Caitlyn contributes to a polished client experience and helps the office run seamlessly.
Outside of work, Caitlyn enjoys spending nearly every weekend traveling with her husband to dragstrips in various states. While her husband, Blaine, races, Caitlyn plays a key role as his Crew Chief. When she isn’t traveling she enjoys working on home projects and hanging with friends and family.
Sarah Harrison
Client Service Associate
Sarah has worked in the financial services industry for almost 6 years, specializing in client onboarding and supporting a variety of client service needs.
She works closely with clients and internal teams to help make the financial planning process smooth and straightforward - from assisting clients with account setup, to processing paperwork and requests efficiently, to answering questions along the way.
Sarah takes pride in being proactive and approachable, believing that financial planning is most effective when it’s understandable, tailored, and built on trust. She enjoys helping clients feel confident and informed every step of the way.
Outside of work, Sarah enjoys travel, golf, and watching documentaries.
Madison Klosterman
Client Service Associate
Madison has worked in the financial services industry for 2 years, with experience focused on client and brokerage services.
In my role, I work closely with clients and internal teams to assist with aspects of the financial planning process, client service, and operational support.
Madison values a thoughtful, detail-oriented approach and aims to support a client experience that is clear, collaborative, and aligned with each client’s goals.
Education & Credentials
- Bachelor of Business, University of Virginia
Outside the Office
Outside of work, Madison enjoys traveling, cooking, and spending time with family and friends.
Kyra Priess
Front Office Assistant (Lincoln)
Kyra graduated from the University of Nebraska- Lincoln in 2025 with a bachelor’s degree in business administration. She is excited to exercise the knowledge she gained from her schooling as well as learn from real world experience as a professional.
In her role, Kyra works closely with clients and other team members to assist with aspects of the financial planning process, including client service, operational support, and client relationship management.
Kyra values a thoughtful and relationship-oriented approach to financial planning, because the more we know about you the better we can help plan for your future!
Outside of work, Kyra enjoys watching Husker basketball and spending my summers out at the racetrack.
Hannah Dolan
Front Office Assistant- Omaha
Hannah has spent over 10 years working in client-facing roles, helping people, and supporting teams in fast-paced environments. In her current role, she helps schedule meetings and jump in wherever she is needed to keep things running smoothly. She has an Associate of Science degree and enjoys staying organized and being helpful wherever she can. Outside of work, she loves spending time with her family and traveling to new places whenever she gets the chance.
uLA team members are dedicated to being a consistent source of guidance throughout your retirement journey.
Since ULA is a family-owned firm, our mindset is built into our very foundation. Team members aim to serve our clients and each other with deep, empowering loyalty.
We know that retirement planning isn’t just about products or investments. We believe it’s about having the knowledge to retire with confidence, having someone to turn to, and knowing you don't have to face your decisions staring at a balance sheet alone. That’s what it means to be part of the ULA financial community.
